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Gregory Ochinero

7 Years of Experience
La Jolla, CA
Broker

Gregory Ochinero is a registered investment advisor, based in La Jolla, CA, with 7 years of industry experience.

Location

888 Prospect Sreet, 200, La Jolla, CA, 92037

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory works as a registered field assistant for Financial Partners since 2016, dedicating about half his time to general support and client prospecting. He also works as an assistant for Kestra Advisory Services, LLC since 2017, spending about a quarter of his time on similar duties.

Employment History
Current Registrations
Kestra Investment Services, LLC
March 2019 - Present · 7 yrs 2 mos
Kestra Advisory Services, LLC
March 2019 - Present · 7 yrs 2 mos
Kestra Investment Services, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Kestra Investment Services, LLCBroker
February 2017 - March 2017 · 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.