Simran Dhaliwal is a registered investment advisor, based in Raleigh, NC, with 8 years of industry experience.
Location
3515 Glenwood Avenue, Suite 100, Raleigh, NC, 27612
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Simran works as a sales assistant for Pinnacle Asset Management and Pinnacle Bank, both investment-related roles. She dedicates about half of her time to Pinnacle Bank.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services Advisors, INC
July 2019 - Present · 7 yrs
Previous Registrations
Suntrust Advisory Services, INC.
February 2017 - January 2019 · 1 yr 11 mos
Suntrust Investment Services, INC.Broker
December 2016 - January 2019 · 2 yrs 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.