SG
SG

Sean Garrett

8 Years of Experience
St. Petersburg, FL
Broker

Sean Garrett is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

880 Carillon Parkway, St. Petersburg, FL, 33716

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sean works as an independent contractor rating AI responses, dedicating about 10-20% of his time. He also works as a sorting center warehouse employee at Amazon, spending about a quarter of his time there.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Empower Advisory Group, LLC
October 2019 - April 2023 · 3 yrs 6 mos
Empower Financial Services, INC.Broker
August 2019 - April 2023 · 3 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
February 2017 - May 2019 · 2 yrs 3 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.