SG
SG
Shuang Guo
7 Years of Experience
Myrtle Beach, SC
3 DisclosuresBroker
Shuang Guo is a registered investment advisor at M Holdings Securities, INC., based in Myrtle Beach, SC, with 7 years of industry experience. Shuang is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
4,513 clients
Average Client Portfolio
$710K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Myrtle Beach, SC
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2025Customer Dispute
October 2025Denied
Customer Dispute
June 2020Denied
Employment History
Current Registrations
M Holdings Securities, INC.
August 2026 - Present · 2 mos
M Holdings Securities, INC.Broker
August 2026 - Present · 2 mos
Previous Registrations
Kovack Securities INC.Broker
March 2026 - August 2026 · 5 mos
Kovack Advisors, INC.
March 2026 - August 2026 · 5 mos
LPL Enterprise, LLCBroker
November 2024 - December 2025 · 1 yr 1 mo
LPL Enterprise, LLC
November 2024 - December 2025 · 1 yr 1 mo
Prudential Financial Planning Services
September 2023 - November 2024 · 1 yr 2 mos
Pruco Securities, LLC.Broker
April 2023 - November 2024 · 1 yr 7 mos
Ac Sunshine Securities LLCBroker
September 2022 - May 2023 · 8 mos
Pruco Securities, LLC.Broker
September 2018 - October 2020 · 2 yrs 1 mo
Nylife Securities LLCBroker
December 2017 - September 2018 · 9 mos
Hsbc Securities (USA) INC.Broker
December 2016 - September 2017 · 9 mos
State Registrations7 states
DEFLNJNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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