Kristen Thomas
Kristen Thomas is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sparks, MD, with 9 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
53 Loveton Circle, Suite 120, Sparks, MD, 21152
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristen is an insurance agent with Avantax Insurance Agency/Services, a financial advisor with N/L Financial Services, LLC (nearly full-time), and a sole proprietor of Southern Rooted Gardens, a garden consulting business. She dedicates a few hours per week to both the insurance and gardening businesses.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ifg Advisory, LLC
LPL Financial LLCBroker
Mdt Advisers, a Division of Federated Mdta LLC
Federated Investment Counseling
Federated Securities CORP.
Federated Securities CORP.Broker
State Registrations10 states
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