Prabhjot Malhotra is a registered investment advisor at LPL Financial LLC, based in Oak Creek, WI, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8900 S Howell, Oak Creek, WI, 53154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Prabhjot operates his LPL business under the DBA BMO Investment Services and works for BMO Bank NA as a financial institution duty, dedicating full-time hours. He is also a notary public.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations1 state
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