Arthur Locke is a CFP, PFS-designated registered investment advisor at Locke Advisory Services LLC, based in Ashburn, VA, with 9 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 69 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Investment advisory clients who are age 70 or older, receive a 10% discount off all services provided by the Firm. Fee may be negotiable depending on the nature, extent and complexity of services.
Fee Estimator
Location
Ashburn, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arthur co-owns two townhome rental properties with his wife in Fairfax, VA, since 2014. He manages all aspects of the properties, dedicating minimal time to this activity.
Employment History
Current Registrations
Locke Advisory Services LLC
State Registrations1 state
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