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Angela Thomas

8 Years of Experience
Gastonia, NC
Broker

Angela Thomas is a registered investment advisor, based in Gastonia, NC, with 8 years of industry experience.

Location

265 W Franklin Blvd, Gastonia, NC, 28052

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela works as a delivery driver for Amazon Flex since 2020. This activity is not investment-related and takes about a quarter of her time.

Employment History
Current Registrations
Truist Investment Services, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Truist Advisory Services, INC.
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2017 - September 2022 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
February 2017 - September 2022 · 5 yrs 7 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.