Kimberly Brown is a registered investment advisor, based in Breezy Point, MN, with 8 years of industry experience.
Location
Breezy Point, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kimberly works as a crew member for Breezy Belle Cruises Inc., assisting with public and private charter boat lake tours.
Employment History
Current Registrations
Empower Financial Services, INC.
December 2023 - Present · 2 yrs 5 mos
Empower Advisory Group, LLC
December 2023 - Present · 2 yrs 5 mos
Empower Financial Services, INC.Broker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2017 - May 2023 · 6 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2017 - May 2023 · 6 yrs 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.