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Carissa Henderson

9 Years of Experience
Denver, CO
Broker

Carissa Henderson is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2023 - Present · 2 yrs 6 mos
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
April 2017 - November 2023 · 6 yrs 7 mos
RBC Capital Markets, LLCBroker
February 2017 - November 2023 · 6 yrs 9 mos
State Registrations37 states
AKARAZCACOCTFLGAIAIDILKSKYLAMAMIMNMOMTNDNENMNVNYOHOKORPARISCSDTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carissa Henderson - Financial Advisor | TrueAdvisor