Richard Mcnaughton
Richard Mcnaughton is a registered investment advisor at Cetera Investment Advisers LLC, based in Centennial, CO, with 9 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Centennial, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard provides accounting and tax preparation services through TaxSavers 2 Financial Services, dedicating nearly full-time hours to this. He also has the ability to sell various annuity products through Avantax Insurance Agency, LLC and provides clients with Equity Indexed Annuities, spending a few hours per week on these insurance-related activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations23 states
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