Douglas Garone
Douglas Garone is a registered investment advisor at Cetera Investment Advisers LLC, based in Warr Acres, OK, with 8 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5801 NW 39th Street, Warr Acres, OK, 73122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas acts as a fiduciary on investment accounts for himself and his wife, spending minimal time on this. He also operates Regent Financial Services, Inc. as a DBA for his LPL business, works as an IAR for Drawbridge Capital, LLC, and owns Trifecta Bricks, LLC, an online store for children's toys, dedicating a few hours per week to each.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Drawbridge Capital
LPL Financial LLCBroker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Edward Jones
Edward JonesBroker
State Registrations3 states
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