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Joshua Rich

6 Years of Experience
Birmingham, AL
Broker

Joshua Rich is a registered investment advisor, based in Birmingham, AL, with 6 years of industry experience.

Location

Two 20th Street, N., Suite 1400, Birmingham, AL, 35203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua is an associate financial advisor at Birmingham Investment Group and Whatley Financial Group, dedicating nearly full-time hours to each. He also owns 10% of Ingram Whatley LLC and is an independent contractor for Rich Wealth Partners LLC, spending minimal time on the latter, and serves on an advisory board for Samford University.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Raymond James & Associates, INC.
September 2019 - May 2021 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
August 2019 - May 2021 · 1 yr 9 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.