Patrick Jennings is a registered investment advisor, based in Raleigh, NC, with 8 years of industry experience.
Location
3110 Edwards Mill Rd., Suite 340, Raleigh, NC, 27612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is an independent life, health, and long-term care insurance agent, licensed since 2020, offering products through unaffiliated companies, spending about 10-20% of his time on this. He also works as an Investment Advisor Representative (IAR) at Old Raleigh Financial, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Modern Capital Securities INC.Broker
Advisory Services Network
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.