DD
CFA
DD
CFA
Dominic Dalmaso is a CFA-designated registered investment advisor at Sound Capital Solutions LLC, based in Naples, FL, with 8 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 2 clients with $310M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$305.7M
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Location
Naples, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sound Capital Solutions LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Sound Capital Distributors LLCBroker
September 2021 - February 2025 · 3 yrs 5 mos
Sound Capital Solutions LLC
September 2021 - September 2023 · 2 yrs
Nuveen Asset Management, LLC
July 2018 - August 2021 · 3 yrs 1 mo
Nuveen Securities, LLCBroker
June 2018 - August 2021 · 3 yrs 2 mos
M1 Finance LLCBroker
June 2017 - June 2018 · 1 yr
State Registrations1 state
IL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.