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Benjamin Little

9 Years of Experience
Fort Thomas, KY
Broker

Benjamin Little is a registered investment advisor, based in Fort Thomas, KY, with 9 years of industry experience.

Location

1220 S Fort Thomas Avenue, Fort Thomas, KY, 41075

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is the CEO of Red Bird Wealth Planning, a support company, though he dedicates no time to it. He also manages and produces crops as a farmer for Son of Little Farms LLC, and owns multiple rental properties.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2024 - Present · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Edward Jones
June 2017 - May 2024 · 6 yrs 11 mos
Edward JonesBroker
March 2017 - May 2024 · 7 yrs 2 mos
State Registrations9 states
CAFLINKYMIOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Little - Financial Advisor | TrueAdvisor