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Jjean-Claude Baldivino

Transamerica Financial Advisors, LLC
9 Years of Experience
Rancho Cucamonga, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Jjean-Claude Baldivino is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Rancho Cucamonga, CA, with 9 years of industry experience. Jjean-Claude is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9121 Haven Ave., Suite #170, Rancho Cucamonga, CA, 91730

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2021
Final
Financial
April 2021
Final
Financial
February 2020
Pending
Judgment / Lien
February 2020
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jjean-Claude sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc and works in office administration support, dedicating about 10-20% of his time. He also provides bundled professional services with emphasis on estate planning services for InheritGuard, LLC, spending a few hours per week.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
April 2017 - Present · 9 yrs 6 mos
Transamerica Financial Advisors, LLCBroker
February 2017 - Present · 9 yrs 8 mos
State Registrations14 states
AZCACOFLHIILINKSNCNVTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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