JM
JM

James Mercer

8 Years of Experience
Washington, DC
Broker

James Mercer is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1747 Pennsylvania Avenue NorthWest, Street 900, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a passive owner of 2011 Presidio LLC, a rental property in Alexandria, Virginia, since 2016, and spends minimal time on it. He is also the owner/trustee of 710 Ethan Lane, LLC, a rental housing private company in Prattville, AL, since 2009, also spending minimal time on it.

Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Mercer - Financial Advisor | TrueAdvisor