Tristen Utterback
Tristen Utterback is a registered investment advisor at Schamberger, Greylak & Utterback Wealth Management, LLC, based in Chicago, IL, with 2 years of industry experience. Tristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 822 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SGU Wealth offers investment management services where fees are based on the value of your portfolio. The annual fee can be up to 1.1% of the assets they manage, but this is negotiable and may be higher for smaller accounts. Fees are charged quarterly, in advance. SGU Wealth also provides advisory services through programs sponsored by LPL Financial LLC, with maximum fees ranging from 1.35% to 2.65%.
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tristen provides administrative support and investment advisory services through Schamberger, Greylak & Utterback, LLC and Wealth Management, spending about half their time and full-time, respectively. Tristen also uses Next Portage Financial as a DBA for LPL and Schamberger, Greylak & Utterback Wealth Management, dedicating about 10-20% of their time.
Employment History
Current Registrations
Schamberger, Greylak & Utterback Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.