Louis Aquina
Louis Aquina is a registered investment advisor at LPL Enterprise, LLC, based in Melville, NY, with 52 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
445 Broadhollow Road, Suite 405, Melville, NY, 11747
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2015Customer Dispute
December 2013Customer Dispute
April 2009Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Louis sells non-variable insurance products for Paul Revere Life Ins Co, Provident Life & Accident Ins Co, and Unum Life Ins Co of America since February 2024, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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