Louis Aquina
Louis Aquina is a registered investment advisor at LPL Enterprise, LLC, based in Melville, NY, with 52 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
445 Broadhollow Road, Suite 405, Melville, NY, 11747
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Regulatory History (4)
Customer Dispute
May 2015Customer Dispute
December 2013Customer Dispute
April 2009Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Louis sells non-variable insurance products for Paul Revere Life Ins Co, Provident Life & Accident Ins Co, and Unum Life Ins Co of America since February 2024, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
Metropolitan Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.