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William Pennington

9 Years of Experience
Richland, VA
BrokerSells Insurance

William Pennington is a registered investment advisor, based in Richland, VA, with 9 years of industry experience.

Location

315 Railroad Ave., Richland, VA, 24641

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William is a board member for Downtown Wytheville Inc and Wyvacon, and a member of Wytheville Ruritans and Lions Club. He is also an advisory representative of a RIA and an independent insurance agent, dedicating full-time hours and a few hours per week, respectively.

Employment History
Current Registrations
Cambridge Investment Research, INC.
January 2023 - Present · 3 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2023 - Present · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Edward Jones
June 2017 - January 2023 · 5 yrs 7 mos
Edward JonesBroker
March 2017 - January 2023 · 5 yrs 10 mos
State Registrations5 states
GANCTNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Pennington - Financial Advisor | TrueAdvisor