Carter Shaffer
Carter Shaffer is a CFP-designated registered investment advisor at Monocacy Wealth Management, LLC, based in Frederick, MD, with 5 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 92 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are negotiable. The maximum annual fee charged to clients utilizing Third Party Managers will not exceed 2% in combination with the fee from Monocacy.
Fee Estimator
Location
9099 Ridgefield Drive, Suite 205, Frederick, MD, 21701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carter is a licensed real estate agent and assists individuals with buying and selling real estate, dedicating a few hours per week. Carter is also a co-owner and insurance agent/broker at Monocacy Insurance Group LLC, spending a few hours per week assisting individuals with buying insurance products, and owns Carter Capital LLC, which holds interest in Monocacy Wealth Management and Monocacy Insurance Group.
Employment History
Current Registrations
Monocacy Wealth Management, LLC
Previous Registrations
Xml Financial Group
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.