TD
TD
Travis Dufner
8 Years of Experience
Holmdel, NJ
2 DisclosuresSells Insurance
Travis Dufner is a registered investment advisor at Securus Wealth Management, based in Holmdel, NJ, with 8 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Holmdel, NJ
Get directionsHistory
Regulatory History (2)
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Financial
February 2018Final
Financial
November 2017Final
Other Business ActivitiesSells Insurance
Travis works as an insurance agent at Millstone Financial Group, providing insurance sales and services since January 2024. This takes about a quarter of his time, including a minimal amount of time during SEC trading hours.
Employment History
Current Registrations
Securus Wealth Management
January 2026 - Present · 4 mos
Previous Registrations
Millstone Financial Group
March 2022 - September 2025 · 3 yrs 6 mos
Alps Distributors, INC.Broker
September 2021 - January 2022 · 4 mos
Wbi Investments, INC.
March 2018 - September 2021 · 3 yrs 6 mos
Millington Securities, INC.Broker
February 2018 - September 2021 · 3 yrs 7 mos
Park Avenue Securities LLCBroker
March 2017 - February 2018 · 11 mos
State Registrations1 state
NJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.