RC
RC

Ryan Cabrera

7 Years of Experience
Rye, NY
2 DisclosuresBroker

Ryan Cabrera is a registered investment advisor at LPL Financial LLC, based in Rye, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

411 Theodore Fremd Ave Ste 206, Rye, NY, 10580

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2024
Financial
August 2024
Final
Other Business Activities

Ryan is involved with the Sun Coast Umpires Association, umpiring baseball. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
September 2023 - Present · 2 yrs 10 mos
LPL Financial LLCBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2020 - September 2023 · 3 yrs 3 mos
Cetera Investment Services LLCBroker
June 2019 - September 2023 · 4 yrs 3 mos
Foresters Financial Services, INC.Broker
October 2018 - June 2019 · 8 mos
State Registrations9 states
CTFLGAMANJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Cabrera - Financial Advisor | TrueAdvisor