JW
JW
John Williams is a registered investment advisor at Bautis Financial, LLC, based in Montclair, NJ, with 7 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 275 clients with $200M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
275 clients
Average Client Portfolio
$718K average
Assets Under Management
$197.4M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8 Hillside Ave, Suite Ll1, Montclair, NJ, 07042
Get directionsHistory
Regulatory History (1)
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Financial
October 2016Final
Employment History
Current Registrations
Bautis Financial, LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - October 2018 · 1 yr 7 mos
State Registrations3 states
FLNJNY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.