Areas of Practice
Investment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
53 advisors
IM Fee
Planning only
Assets Under Management
$40.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
550 S Tryon Street, Charlotte, NC, 28202
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wells Fargo Investment Institute, INC.
October 2024 - Present · 1 yr 5 mos
Previous Registrations
Adhesion Wealth Advisor Solutions
November 2019 - September 2024 · 4 yrs 10 mos
LPL Financial LLC
June 2018 - August 2019 · 1 yr 2 mos
LPL Financial LLCBroker
March 2018 - August 2019 · 1 yr 5 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.