Patricia Lynn Spies

CFP

Private Client Services, LLC

8 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Private Client Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

633 advisors

Number of Clients

3,251 clients

Average Client Portfolio

$323K average

Assets Under Management

$1.1B

Location

275 West Third Street, Suite 600, Vancouver, WA, 98660

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Patricia is associated with Johnson Bixby & Associates, LLC, a Registered Investment Advisor (RIA). This activity takes nearly full-time, with a significant portion during trading hours.

Employment History

Current Registrations

Private Client Services, LLCBroker

August 2022 - Present · 3 yrs 6 mos

Johnson Bixby

October 2020 - Present · 5 yrs 4 mos

Previous Registrations

Securities America, INC.Broker

November 2020 - August 2022 · 1 yr 9 mos

Kms Financial Services, INC

January 2018 - November 2020 · 2 yrs 10 mos

Kms Financial Services, INC.Broker

June 2017 - November 2020 · 3 yrs 5 mos

State Registrations7 states

AZCACONVNYORWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.