CP
CP

Colin Peck

8 Years of Experience
Houston, TX
Broker

Colin Peck is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 8 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

701 North Post Oak Rd, Suite 320, Houston, TX, 77024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin is a financial professional at Totus Wealth Management, a DBA for financial services, since December 2022. This takes up a full-time commitment, with most of the hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
December 2022 - Present · 3 yrs 5 mos
Cetera Advisors LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2022 - March 2024 · 1 yr 3 mos
Wells Fargo Clearing Services, LLC
January 2019 - December 2022 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - December 2022 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2017 - January 2019 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2017 - January 2019 · 1 yr 9 mos
State Registrations4 states
CAFLHITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Peck - Financial Advisor | TrueAdvisor