KW
KW

Kacy Walker

6 Years of Experience
Clovis, CA
1 DisclosureBroker

Kacy Walker is a registered investment advisor at Cetera Investment Advisers LLC, based in Clovis, CA, with 6 years of industry experience. Kacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

952 Pollasky Ave, Clovis, CA, 93612

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History

Regulatory History (1)
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Financial
April 2016
Final
Other Business Activities

Kacy works as an advisor assistant at Pigott Financial Corporation, dedicating about 10-20% of their time to website design, scanning, and information gathering. Kacy also owns K. W. Financial, an expense management company used as a pass-through for tax purposes, spending a few hours per week on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
April 2020 - Present · 6 yrs 1 mo
Cetera Wealth Services, LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2020 - June 2023 · 3 yrs
Scf Securities, INC.Broker
October 2018 - September 2019 · 11 mos
State Registrations14 states
AZCACOFLIAIDMINCNVORTNUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kacy Walker - Financial Advisor | TrueAdvisor