Christine Cao is a CFA-designated registered investment advisor at Legacy Private Client Services, based in Pointe-Claire. Qc, with 6 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
1 Holiday Avenue, East Tower, Suite 305, Pointe-Claire. Qc, H9R 5N3
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christine is a Portfolio Manager and Chief Compliance Officer at Rosen Group Private Wealth Management LTD, a related entity that manages investments for Canadian residents.
Employment History
Current Registrations
Legacy Private Client Services
Previous Registrations
Raymond James (USA) LTD
State Registrations1 state
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