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Demond Dawkins

8 Years of Experience
Wylie, TX
BrokerSells Insurance

Demond Dawkins is a registered investment advisor at LPL Financial LLC, based in Wylie, TX, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

601 Commerce St, Wylie, TX, 75098

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Demond is involved in several business activities, including operating his LPL business through JAL Dennis Group Investment Services, outside W-2 employment at Macedonia Missionary Baptist Church, and serving as a non-profit board member for Wylie Economic Development Corp. He also has real estate rental properties and sells non-variable insurance products, dedicating a few hours per week to the latter.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 1 mo
LPL Financial LLCBroker
March 2018 - Present · 8 yrs 2 mos
State Registrations19 states
ARCACOGAHIIAINKSMONCNVOKTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.