AP
AP

Anthony Paino

7 Years of Experience
Elkhart, IN
1 DisclosureBroker

Anthony Paino is a registered investment advisor at LPL Financial LLC, based in Elkhart, IN, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

358 S Elkhart Ave, Elkhart, IN, 46516

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
Other Business Activities

Anthony operates INOVA Financial Advisors as a DBA for his LPL business. This is investment-related and takes minimal time, as it's essentially his primary business.

Employment History
Current Registrations
LPL Financial LLC
April 2024 - Present · 2 yrs 1 mo
LPL Financial LLC
April 2024 - Present · 2 yrs 1 mo
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - June 2022 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2017 - June 2022 · 5 yrs 1 mo
State Registrations18 states
ALAZCACOCTFLGAILINMIMONCNVOHPASCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Paino - Financial Advisor | TrueAdvisor