Vincenzo Garganese
Vincenzo Garganese is a registered investment advisor at MML Investors Services, LLC, based in Portland, ME, with 8 years of industry experience. Vincenzo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
254 Commercial Street, Suite 245, Portland, ME, 04101
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2025Customer Dispute
August 2024Other Business Activities
Vincenzo is the sole member of VIS Wealth Partners, LLC, an LLC for brand marketing and operating expenses, dedicating minimal time. He also owns a simple rental property and performs home maintenance, also requiring minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.