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Vincenzo Garganese

9 Years of Experience
Portland, ME
2 DisclosuresBroker

Vincenzo Garganese is a registered investment advisor at MML Investors Services, LLC, based in Portland, ME, with 9 years of industry experience. Vincenzo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

254 Commercial Street, Suite 245, Portland, ME, 04101

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Denied
Customer Dispute
August 2024
Settled
Other Business Activities

Vincenzo is the sole member of VIS Wealth Partners, LLC, an LLC for brand marketing and operating expenses, dedicating minimal time. He also owns a simple rental property and performs home maintenance, also requiring minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
August 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLCBroker
April 2017 - Present · 9 yrs 6 mos
State Registrations20 states
AZCACTFLGAIDMAMDMEMONCNHNJPASCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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