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Nicholas Dotson

6 Years of Experience
Denver, CO
Broker

Nicholas Dotson is a registered investment advisor at Robinhood Asset Management, based in Denver, CO, with 6 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 252,664 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
111 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Denver, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robinhood Asset Management
February 2026 - Present · 3 mos
Robinhood Financial, LLC
October 2024 - Present · 1 yr 7 mos
Robinhood Financial, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Cetera Investment Advisers LLC
November 2023 - October 2024 · 11 mos
Cetera Financial Specialists LLCBroker
September 2023 - October 2024 · 1 yr 1 mo
Robinhood Financial, LLCBroker
July 2020 - August 2023 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2019 - June 2020 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - June 2020 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.