TD
CFP
TD
CFP

Tyler Dempster

9 Years of Experience
Costa Mesa, CA
BrokerSells Insurance

Tyler Dempster is a CFP-designated registered investment advisor, based in Costa Mesa, CA, with 9 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2900 Bristol Street, Building B, Suite 106, Costa Mesa, CA, 92626

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Tyler provides insurance advice and guidance, dedicating minimal time to insurance referrals. He also works as an advisory representative of a registered investment advisor (RIA) and with Crown Wealth Management, Inc., dedicating nearly full-time hours to these investment-related activities.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2022 - Present · 4 yrs 8 mos
Cambridge Investment Research, INC.Broker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
November 2017 - February 2022 · 4 yrs 3 mos
Securities America, INC.Broker
June 2017 - February 2022 · 4 yrs 8 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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