Jose Joia
Jose Joia is a registered investment advisor at Walters Strategic Advisors, LLC, based in Sarasota, FL, with 8 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 46 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
All accounts for members of the client’s family (husband, wife and dependent children) or related businesses may be assessed fees based on the total balance of all accounts.
Fee Estimator
Location
3277 Fruitville Road, Building E, Sarasota, FL, 34237
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2023Other Business Activities
Jose is a partner in E Sligh LLC, a real estate investment firm, owning investment units. He spends minimal time on this activity.
Employment History
Current Registrations
Walters Strategic Advisors, LLC
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Rudd Asset Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.