Benjamin Long is a registered investment advisor, based in Richardson, TX, with 9 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3400 N Central Expy, #110-260, Richardson, TX, 75080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is an investment advisor representative with 49 Wealth Management LLC, taking up about 90% of his time. He is also a fixed insurance sales agent since 2019, dedicating about 10% of his time, and a registered representative with Oakwood Capital Securities, taking up full-time hours.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Thrivent Advisor Network, LLC
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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