Terry Brown is a registered investment advisor, based in Dubuque, IA, with 7 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002-2801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Terry works as a delivery driver for Door Dash, dedicating a few hours per week. Terry is also a board member for their Home Owners Association, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2022 - September 2025 · 2 yrs 11 mos
Thurston Springer Advisors
November 2020 - October 2022 · 1 yr 11 mos
Thurston Springer Financial
October 2019 - November 2020 · 1 yr 1 mo
Thurston Springer FinancialBroker
September 2018 - October 2022 · 4 yrs 1 mo
Charles Schwab & CO., INC.Broker
November 2017 - April 2018 · 5 mos
State Registrations22 states
AZCACOFLIAILINKSKYLAMNMOMTNCNDNENVSDTXWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.