Brian Winslow is a CFP-designated registered investment advisor, based in Austin, TX, with 8 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Wealth LLC
March 2025 - Present · 1 yr 1 mo
Sofi Securities LLCBroker
March 2025 - Present · 1 yr 1 mo
Sofi Securities LLC
March 2025 - Present · 1 yr 1 mo
Previous Registrations
Morgan StanleyBroker
April 2024 - March 2025 · 11 mos
Morgan Stanley
April 2024 - March 2025 · 11 mos
J.P. Morgan Securities LLC
May 2021 - April 2024 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
May 2021 - April 2024 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2017 - December 2020 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2017 - December 2020 · 3 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.