Jeffrey Obrien is a registered investment advisor, based in Scottsdale, AZ, with 8 years of industry experience.
Location
14321 N. Northsight Blvd., Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jeffrey is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation.
Employment History
Current Registrations
Vanguard Marketing Corporation
June 2020 - Present · 6 yrs 3 mos
Vanguard Marketing CorporationBroker
June 2020 - Present · 6 yrs 3 mos
Vanguard Advisers, INC.
April 2020 - Present · 6 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2018 - March 2020 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
June 2018 - March 2020 · 1 yr 9 mos
Mcadam LLC
September 2017 - May 2018 · 8 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2017 - November 2017 · 6 mos
State Registrations3 states
AZILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.