Bethany Miller

6 Years of Experience

Greenwood Village, CO

2 DisclosuresBroker

Bethany Miller is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

February 2025

Financial

April 2021

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Morgan Stanley

November 2022 - Present · 3 yrs 6 mos

Morgan StanleyBroker

October 2022 - Present · 3 yrs 7 mos

Previous Registrations

Charles Schwab & CO., INC.Broker

June 2017 - June 2020 · 3 yrs

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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