KS
KS
Kimberly Shepherd
7 Years of Experience
Pea Ridge, AR
Broker
Kimberly Shepherd is a registered investment advisor at Raymond James & Associates, INC., based in Pea Ridge, AR, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Pea Ridge, AR
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
July 2024 - Present · 1 yr 10 mos
Raymond James & Associates, INC.
July 2024 - Present · 1 yr 10 mos
Raymond James & Associates, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
State Farm Investment Management CORP.
December 2023 - June 2024 · 6 mos
State Farm Vp Management CORP.Broker
September 2023 - June 2024 · 9 mos
Arvest Wealth Management
September 2021 - August 2023 · 1 yr 11 mos
Arvest Wealth ManagementBroker
September 2021 - August 2023 · 1 yr 11 mos
Raymond James & Associates, INC.
April 2019 - September 2021 · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2019 - September 2021 · 2 yrs 5 mos
Arvest Wealth Management
June 2018 - April 2019 · 10 mos
Arvest Wealth ManagementBroker
March 2018 - April 2019 · 1 yr 1 mo
State Registrations1 state
AR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.