AJ
AJ

Adam Johnson

8 Years of Experience
Bellevue, WA
Broker

Adam Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bellevue, WA, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2700 156th Avenue NE, Suites 100 & 225, Bellevue, WA, 98007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works as an associate financial advisor for both Addison Avenue Investment Services and First Tech Federal Credit Union. His work at First Tech Federal Credit Union takes about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 10 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 11 mos
Previous Registrations
Waddell & Reed
August 2017 - September 2017 · 1 mo
Waddell & ReedBroker
June 2017 - September 2017 · 3 mos
State Registrations4 states
CAINORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.