Steven Plott
Steven Plott is a registered investment advisor at United Capital Management of Kansas, INC., based in Salina, KS, with 7 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management. Their firm serves 1,366 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCMK charges a percentage of your portfolio annually for investment management, billed monthly in advance. The exact fee is negotiable, ranging from 0.75% to 2.5% depending on your financial situation, the amount you invest, and the complexity of services. There is a minimum account size of $5,000, which can be waived. There is also an overriding minimum fee of $50 per account on an annual basis. Brokerage commissions and transaction fees are billed separately.
Location
227 North Santa Fe, Salina, KS, 67401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a general partner and COO for The Red Neck Yacht Fund, LP through UCM Fund Advisors, LLC, and a high school wrestling official during winter months. He also works as an insurance agent for United Capital Insurance, LLC, and a trust relationship manager for United Capital Trust, Inc., dedicating a few hours per week to each.
Employment History
Current Registrations
United Capital Management of Kansas, INC.
State Registrations2 states
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