Keith Wallis is a registered investment advisor at Wells Fargo Advisors, based in Washington, MO, with 8 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1301 W 5th Street, [Satellite], Washington, MO, 63090
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keith has 100% ownership in WWM LLC, 20% ownership in Finteris East LLC, and 25% ownership in 1301 Landmark LLC, all investment-related. WWM LLC takes nearly full-time hours, Finteris East LLC takes about 10-20% of his time, and 1301 Landmark LLC takes minimal time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.