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Tajai Smith

8 Years of Experience
Shillington, PA
2 DisclosuresBroker

Tajai Smith is a registered investment advisor at Wells Fargo Advisors, based in Shillington, PA, with 8 years of industry experience. Tajai is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 Lancaster Ave, Shillington, PA, 19607

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2018
Final
Financial
March 2017
Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2024 - Present · 2 yrs 5 mos
Wells Fargo Advisors
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Morgan Stanley
October 2018 - May 2024 · 5 yrs 7 mos
Morgan StanleyBroker
August 2018 - May 2024 · 5 yrs 9 mos
Pruco Securities, LLC.Broker
June 2018 - July 2018 · 1 mo
State Registrations7 states
CAFLGAMANJPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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