Patrick Freund
Patrick Freund is a CFA-designated registered investment advisor at Ballast Capital Advisors, LLC, based in West Des Moines, IA, with 8 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 42 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ballast Capital Advisors charges a flat annual fee based on the size of your portfolio, billed quarterly in advance. The fee covers both investment management and financial planning services.
For example, a portfolio of $300,001 - $600,000 would have a $5,500 annual fee. A portfolio of $600,001 - $900,000 would have a $7,500 annual fee. The fee is negotiable for portfolios over $10,000,001.
Location
1200 Office Plaza Drive, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick is a Member-Manager of Spire Capital, LLC, a private investment holding company, since 2012. The company is currently dormant with no investments, requiring minimal time.
Employment History
Current Registrations
Ballast Capital Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.