RD
RD

Rebecca Davis

4 Years of Experience
St. Petersburg, FL
Broker

Rebecca Davis is a registered investment advisor at D.A. Davidson & CO., based in St. Petersburg, FL, with 4 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

St. Petersburg, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
June 2023 - Present · 2 yrs 11 mos
D.A. Davidson & CO.
June 2023 - Present · 2 yrs 11 mos
D.A. Davidson & CO.Broker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
December 2021 - June 2023 · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
October 2021 - June 2023 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
August 2021 - June 2023 · 1 yr 10 mos
State Registrations4 states
ARFLMATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rebecca Davis - Financial Advisor | TrueAdvisor