Vincent Bertram is a CFA-designated registered investment advisor, based in Hingham, MA, with 7 years of industry experience.
Location
Hingham, MA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Fidelity Distributors Company LLC
March 2023 - Present · 3 yrs 2 mos
Fidelity Distributors Company LLCBroker
March 2023 - Present · 3 yrs 2 mos
Fidelity Institutional Wealth Adviser LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
National Financial Services LLCBroker
March 2023 - July 2023 · 4 mos
Fidelity Brokerage Services LLCBroker
December 2022 - July 2023 · 7 mos
Capital Suisse LLCBroker
March 2021 - October 2022 · 1 yr 7 mos
Natixis Advisors, L.P.
May 2018 - July 2020 · 2 yrs 2 mos
Natixis Distribution, L.P.Broker
April 2018 - July 2020 · 2 yrs 3 mos
Eaton Vance Management
January 2018 - April 2018 · 3 mos
Eaton Vance Distributors, INC.Broker
September 2017 - April 2018 · 7 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.