AG
AG

Andres Galvez

6 Years of Experience
Coral Gables, FL
Broker

Andres Galvez is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2021 - Present · 5 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2020 - March 2021 · 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2020 - March 2021 · 7 mos
Santander Securities LLCBroker
April 2020 - August 2020 · 4 mos
Santander Securities
March 2020 - August 2020 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - April 2018 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2017 - April 2018 · 9 mos
State Registrations12 states
CADCDEFLGAMAMTNCNVNYTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.